Wednesday, March 12, 2014

Singapore Broker Exodus Seen Quickening: Southeast Asia

Singapore’s shrinking brokerage

industry is set to get even smaller as trading restrictions

planned by regulators dent profits, according to a body that

represents individual brokers.


The average daily value of shares traded in the city, which

slumped 40 percent in the first two months of 2014 from a year

earlier, will decline further should rules be implemented that

include requiring collateral for some trades and shortening the

settlement period, said the Society of Remisiers, which

represents dealers who work entirely on commission. Singapore

Exchange
Ltd. and the Monetary Authority of Singapore proposed

the changes after a penny-stock rout in October erased $6.9

billion in market value of three companies over three days.


“More people will leave the industry as they’ll get less

business,” Jimmy Ho, president of the Society of Remisiers,

said by phone. “Once they cut the settlement period, there will

be less speculative trading and it will drag overall volumes.”


The number of stockbrokers in Singapore fell 8.4 percent

percent to 3,973 at the end of last year from 4,336 in 2011,

according to data from the bourse, as the industry was buffeted

by declining trading volumes and commissions as well as

competition from online trading platforms. The city’s benchmark

Straits Times Index trailed all its major developed-market peers

in the past 12 months and slid 2.2 percent this year.


Even after Singapore Exchange teamed with Singapore

Management University
and CIMB Group Holdings Bhd. (CIMB) in April 2012

to provide training programs for the industry, traders’ ranks

continued to thin. This year, the bourse partnered with the

National Trade Union Congress’s Employment Employability

Institute to bolster interest in the profession.


Industry Adjustment


“Brokerages are able to cope with fewer dealers because

trading volumes are lower,” Society of Remisiers’ Ho said.

“That’s a natural adjustment for the industry.”


It will be hard to draw young people, given the high risk

and low commissions, said Yeo Aiqi, 28, who left Phillip

Securities Pte
, the city’s biggest brokerage by clients, in 2011

after working three years there.


“Stockbroking appears to be a sunset industry,” Yeo, who

now sells women’s apparel at her online store

www.clothingcandy.com, said by e-mail. “Trading volumes are low

and commission rates are falling.”


The average value of shares traded on the Singapore bourse

tumbled 40 percent to about S$1.06 billion ($836 million) in the

first two months of 2014 from S$1.77 billion a year earlier,

according to data compiled by Bloomberg. Transactions in Hong

Kong
fell 11 percent in the same period, while those on Japan’s

Topix index increased 17 percent.


Stock Rout


Blumont Group Ltd. (BLUM), Asiasons Capital Ltd. and LionGold

Corp. tumbled at least 87 percent over three days in October,

prompting the city-state’s central bank and bourse to review its

equity market structure. The companies said they didn’t know

what precipitated the plunges, which spurred at least a dozen

lawsuits from banks and brokers seeking to recover losses on

collateral held against margin loans.


SGX introduced circuit breakers last month to minimize

volatility in share prices and is seeking feedback from the

industry before it implements the collateral and settlement

period changes.


While the move is meant to revive investor confidence, it

won’t improve the outlook for brokers, said Gabriel Yap, who

left the industry in 2009 after 19 years as a trader.


“The casualties of the penny-stock saga are the

stockbrokers,” Yap, who now manages his own investment advisory

firm, said by phone. “If the clients don’t pay, the dealers or

the remisiers will have to cover.”


Shrinking Commissions


To make the profession more appealing, SGX needs to address

dwindling volumes to counter the decline in brokerage commission

rates, which have fallen to 0.1 percent of the value of shares

traded from 1 percent 10 years ago, according to Yap.


“Brokers have nothing exciting to recommend to their

clients these days,” Yap said. “Trading was buoyant before I

left the industry due to the influx of Chinese listings and now

investors are avoiding such companies after a number of them got

embroiled in accounting or stock manipulation scandals. SGX

promoted the listing of real estate investment trusts in the

past decade but interest in them is starting to wane.”


At least 28 Chinese firms on the exchange have been

suspended or delisted since 2008. There were 144 China-based

firms listed in Singapore at the end of February, according to

the exchange. The FTSE Straits Times China Index of 31 mainland

stocks sank 8.5 percent in the past 12 months.


REITs Sink


Singapore REITs had the third-worst return in the Asia-Pacific region in the past 12 months as rising bond yields made

the securities less attractive, according to data compiled by

Bloomberg. The FTSE Straits Times REIT Index tumbled 13 percent

in the period, compared with a 6.2 percent decline for the

benchmark Straits Times Index.


Stockbrokers are competing against online trading platforms

for business. Retail investors in Singapore are increasingly

using websites and apps to trade shares amid growing use of

mobile gadgets, according to a report by researcher Investment

Trends
.


About 51 percent of the 460,000 brokerage clients in the

city traded shares online in the 12 months through September

compared with 49 percent a year earlier, according to the

report.


On top of imposing minimum collateral requirements on

investors and reducing the settlement period for stock

transactions to two days from three by 2016, the city-state may

also set up an independent listing committee and boost

enforcement, SGX and MAS announced on Feb. 8.


Orderly, Transparent


The proposals will help in “promoting orderly trading and

responsible investing” and “improving the transparency of

market intervention measures,” the central bank and exchange

said in a statement at the time.


The Securities Association of Singapore can’t comment on

how the proposed changes will affect brokerages pending

consultation with its members, Melinda Sam, chief executive

officer of the organization that represents trading firms, said

by phone. The group will submit its position paper by the May 2

deadline, she said.


Some stockbrokers have given up waiting for an industry

revival.


“The risk to reward just doesn’t work out,” Chin Chung

Hwa, who quit his job as senior vice president of corporate

broking at CIMB Securities Singapore Pte. in December. “I left

the industry to join private banking because it’s more stable

and clients must put money upfront.”


To contact the reporter on this story:

Jonathan Burgos in Singapore at

jburgos4@bloomberg.net


To contact the editors responsible for this story:

Sarah McDonald at

smcdonald23@bloomberg.net
Jim Powell



Singapore Broker Exodus Seen Quickening: Southeast Asia

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